Insurance Basics

How Insurance Is Regulated in New Zealand

New Zealand has multiple layers of regulation designed to protect insurance consumers - from government agencies that supervise insurers to industry codes and dispute resolution services. This guide explains who does what, how the pieces fit together, and what it all means for you as a policyholder.

2026-04-04
11 min read
Compare.com.au Editorial Team
Reviewed and fact-checked
Overview: The Regulatory Landscape The FMA and Fair Conduct RBNZ and Prudential Supervision The CoFI Regime The Contracts of Insurance Act ICNZ and the Fair Insurance Code IFSO Dispute Resolution How It All Fits Together What It Means for You FAQs

Overview: The Regulatory Landscape

Insurance regulation in New Zealand is not handled by a single body. Instead, several organisations share the responsibility - each with a different focus. Some supervise the financial health of insurers, others regulate how they treat customers, and others provide a safety net when things go wrong.

If you have ever wondered who is looking out for you as an insurance consumer, the short answer is: quite a few organisations, each tackling a different part of the picture. The longer answer is the subject of this guide.

At a high level, insurance regulation in NZ involves government regulators (the Financial Markets Authority and the Reserve Bank of New Zealand), legislation (the Contracts of Insurance Act 2024 and the Financial Markets Conduct Act), an industry body (the Insurance Council of New Zealand), and a dispute resolution service (the Insurance & Financial Services Ombudsman).

Understanding who does what can help you know where to turn if something goes wrong - and gives you a better sense of the protections that are in place before anything goes wrong at all.

Note
New Zealand's insurance regulatory framework has been significantly strengthened in recent years. The Contracts of Insurance Act 2024 and the Conduct of Financial Institutions (CoFI) regime are two of the most important changes - both designed to lift standards for consumers.

The FMA and Fair Conduct

The Financial Markets Authority (FMA) is New Zealand's primary conduct regulator for financial services, including insurance. Its role is to ensure that insurers and other financial institutions treat their customers fairly.

The FMA's powers come mainly from the Financial Markets Conduct Act 2013 (FMCA). Under this Act, insurers must not make misleading or deceptive representations about their products. Marketing materials, policy documents, and communications with customers must be accurate and not designed to confuse.

The FMA can investigate insurers that may be breaching their obligations, issue warnings, take enforcement action, and in serious cases, pursue court proceedings. It also publishes guidance for the industry on what fair conduct looks like in practice - covering areas such as product design, sales practices, and complaints handling.

For consumers, the FMA is worth knowing about because it sets the baseline for how insurers must behave. If an insurer is engaging in misleading conduct or unfair sales practices, the FMA is the body with the power to step in. You can report concerns directly to the FMA through their contact page.

The FMA also plays a key role in licensing. Insurers operating in New Zealand must hold the appropriate licence, and the FMA oversees this process. This means there is a formal gateway before an insurer can sell products to New Zealand consumers.

Tip
The FMA maintains a register of licensed financial service providers. If you want to check whether an insurer is properly licensed, you can search the FMA website or the Financial Service Providers Register.

RBNZ and Prudential Supervision

While the FMA focuses on how insurers treat their customers, the Reserve Bank of New Zealand (RBNZ) focuses on whether insurers are financially sound. This is known as prudential supervision.

The RBNZ's insurance oversight is governed by the Insurance (Prudential Supervision) Act 2010 (IPSA). Under IPSA, all insurers operating in New Zealand must be licensed by the RBNZ and meet ongoing requirements around capital adequacy, solvency, risk management, and governance.

In simple terms, the RBNZ makes sure that insurers have enough money to pay claims - not just today, but in the future. This matters because insurance is a promise: you pay premiums now, and the insurer promises to pay if something goes wrong later. If the insurer runs out of money, that promise is worthless. Prudential supervision exists to prevent that scenario.

The RBNZ sets minimum capital requirements, monitors insurers' financial positions, requires regular reporting, and can intervene if an insurer is in financial trouble. In extreme cases, the RBNZ can place an insurer into statutory management to protect policyholders.

For most consumers, RBNZ regulation works quietly in the background. You may never interact with it directly. But it is one of the most important protections you have - it is the reason you can generally trust that your insurer will be able to pay your claim when the time comes.

Note
You can check whether an insurer is licensed by the RBNZ on their licensed insurers register. If an insurer is not on this list, they should not be selling insurance in New Zealand.

The Conduct of Financial Institutions (CoFI) Regime

The Conduct of Financial Institutions regime - commonly known as CoFI - is one of the most significant changes to insurance regulation in New Zealand in recent years. It came into effect in 2025 and is overseen by the FMA.

CoFI requires banks, insurers, and non-bank deposit takers to obtain a licence from the FMA confirming that they meet conduct standards. At its heart is a single, powerful obligation: these institutions must treat their customers fairly.

What does "treating customers fairly" mean in practice? Under CoFI, insurers must design products that genuinely meet consumer needs, provide clear and honest information, handle claims and complaints in a way that is fair and timely, and pay particular attention to vulnerable customers. They must also have internal systems, policies, and governance in place to ensure fair conduct is embedded across the business - not just a marketing slogan.

CoFI was introduced because existing regulation was seen as having gaps. Before CoFI, the FMA could act on misleading conduct, but there was no overarching duty for financial institutions to treat customers fairly. CoFI fills that gap by creating a proactive obligation - insurers must actively demonstrate fair conduct, not just avoid the worst behaviour.

For consumers, CoFI is a significant step forward. It means the FMA now has stronger tools to hold insurers accountable for how they design products, sell policies, handle claims, and deal with complaints. If an insurer's conduct falls short of the fair treatment standard, the FMA can take enforcement action under CoFI.

Note
CoFI applies to insurers, banks, and non-bank deposit takers. For more on how the FMA is implementing this regime, see the FMA's CoFI guidance.

The Contracts of Insurance Act 2024

The Contracts of Insurance Act 2024 replaced the outdated Insurance Law Reform Act 1977 and several related pieces of legislation. It modernises the law governing the relationship between insurers and policyholders in New Zealand.

One of the most important changes under the new Act is the shift from a duty of disclosure to a duty to take reasonable care not to make a misrepresentation. Previously, consumers had to proactively disclose anything that might be relevant to their insurance - even if the insurer did not ask about it. Under the new Act, the onus shifts. The insurer must ask the right questions, and the consumer must take reasonable care to answer them honestly and accurately. This is a much fairer approach and brings New Zealand into line with international best practice.

The Act also introduces clearer rules around unfair contract terms in insurance policies. Terms that create a significant imbalance between the insurer and the policyholder, and are not reasonably necessary, can be challenged. This is designed to address the historic problem of overly restrictive policy terms buried in fine print.

Other key provisions include clearer rules on when an insurer can cancel or avoid a policy, protections for third-party claimants (for example, if you are injured by an uninsured driver), and provisions around subrogation (the insurer's right to recover costs from a third party after paying a claim).

For consumers, the Contracts of Insurance Act 2024 is a significant improvement. It modernises the rules governing your insurance contract, shifts more of the burden onto insurers to ask the right questions, and provides stronger protections against unfair terms. You can read the full Act on legislation.govt.nz.

Tip
Under the Contracts of Insurance Act 2024, you no longer have to guess what information your insurer needs. The insurer must ask specific questions, and your duty is to answer them honestly and with reasonable care. This is a big change from the old "tell us everything" approach.

ICNZ and the Fair Insurance Code

The Insurance Council of New Zealand (ICNZ) is the industry body representing general insurers in New Zealand. While it is not a government regulator, it plays an important role in setting standards through the Fair Insurance Code.

The Fair Insurance Code is a voluntary code of practice that all ICNZ member insurers commit to following. It sets minimum standards for how insurers deal with customers, covering areas such as clear communication, claims handling timeframes, complaints processes, and treatment of vulnerable customers. The Code was most recently updated in 2024, strengthening protections around natural disaster claims and vulnerability.

Most major general insurers in New Zealand are ICNZ members - including AA Insurance, AMI, IAG, State, Tower, and Vero. You can check whether your insurer is a member on the ICNZ members page.

The Fair Insurance Code is not legislation, but it carries real weight. The IFSO considers whether insurers have met the Code's standards when assessing disputes, and a breach can influence the outcome. It serves as a practical benchmark for acceptable insurer behaviour.

For a detailed breakdown of the Code's requirements, timeframes, and how to use it if your insurer falls short, see our guide to the Fair Insurance Code.

Note
The Fair Insurance Code sits on top of legal requirements as an extra layer of consumer protection. If your insurer is an ICNZ member and does not meet the Code's standards, you have grounds to complain - even if they have technically met the legal minimum.

IFSO Dispute Resolution

The Insurance & Financial Services Ombudsman (IFSO) is New Zealand's approved dispute resolution scheme for insurance. If you have a dispute with your insurer that you cannot resolve through their internal complaints process, the IFSO is your next step.

The IFSO is free for consumers to use. It is funded by the financial services industry, not by taxpayers or complainants. This means there is no cost to you for making a complaint, regardless of the outcome.

The IFSO can investigate complaints about most types of insurance, including car, house, contents, travel, health, and life insurance. It can make decisions that are binding on the insurer (up to $400,000 in value), though the consumer is not bound - if you disagree with the IFSO's decision, you can still take the matter to court.

When assessing a dispute, the IFSO considers the law (including the Contracts of Insurance Act and the Financial Markets Conduct Act), the policy wording, the Fair Insurance Code, and what is fair and reasonable in the circumstances. This broad mandate means the IFSO can sometimes find in favour of consumers even where the strict policy wording might not support their claim.

All insurers operating in New Zealand are required by law to belong to an approved dispute resolution scheme. For most general insurers, that scheme is the IFSO. You can check which scheme your insurer belongs to on the IFSO participants page.

For a step-by-step guide to the complaints process, see our guides on how to complain about your insurer and what is the IFSO.

Tip
Before going to the IFSO, you must first try to resolve the issue through your insurer's internal complaints process. The IFSO requires that you have given your insurer a reasonable chance to put things right before it will investigate.

How It All Fits Together

With so many organisations and pieces of legislation involved, it is worth stepping back to see how the full picture comes together. Each part of the regulatory framework has a specific role, and together they create multiple layers of protection for insurance consumers in New Zealand.

The framework works in layers. At the base, the RBNZ ensures insurers are financially sound and able to pay claims. On top of that, the FMA ensures insurers treat customers fairly - with CoFI providing the overarching fair conduct obligation and the Financial Markets Conduct Act prohibiting misleading behaviour. The Contracts of Insurance Act governs the actual contract between you and your insurer, setting rules around disclosure, unfair terms, and cancellation. The ICNZ's Fair Insurance Code adds another layer of industry-specific standards for member insurers. And the IFSO provides a free, accessible way to resolve disputes when something goes wrong.

No single body does everything. But the system is designed so that gaps are covered. If your insurer treats you unfairly, the FMA can investigate. If they are not meeting industry standards, the IFSO can consider the Fair Insurance Code. If they are in financial trouble, the RBNZ can intervene. And if your contract contains unfair terms, the Contracts of Insurance Act gives you grounds to challenge them.

Who Does What - NZ Insurance Regulatory Bodies
Body Role What It Means for You
RBNZ Prudential supervision under IPSA - licenses insurers, sets capital requirements, monitors financial health Your insurer is required to have enough money to pay claims. If they get into trouble, the RBNZ can step in to protect policyholders.
FMA Conduct regulation under the FMCA and CoFI - ensures fair treatment, investigates misconduct, enforces standards Your insurer must treat you fairly, provide clear information, and not mislead you. The FMA can take action if they do not.
CoFI regime Fair conduct licensing for banks, insurers, and NBDTs - proactive obligation to treat customers fairly Insurers must design fair products, communicate honestly, and handle claims and complaints fairly. The FMA enforces this.
Contracts of Insurance Act Governs the legal relationship between insurer and policyholder - disclosure, unfair terms, cancellation You only need to answer the insurer's questions honestly (not guess what to disclose). Unfair contract terms can be challenged.
ICNZ Industry body - administers the Fair Insurance Code setting minimum standards for member insurers If your insurer is an ICNZ member, they must meet standards for claims handling, complaints, communication, and vulnerability.
IFSO Approved dispute resolution scheme - free, binding decisions on complaints up to $400,000 If your insurer's complaints process does not resolve your issue, you can escalate to the IFSO at no cost.

New Zealand Insurance Regulatory Framework

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What It Means for You as a Consumer

Regulation works best when consumers know it exists and understand how to use it. Here are the practical takeaways from New Zealand's insurance regulatory framework.

Your insurer must be licensed. Both the RBNZ (for financial soundness) and the FMA (for conduct) require insurers to hold licences. Before buying a policy, it is worth checking that your insurer is on the RBNZ licensed insurers register and the Financial Service Providers Register.

You have a right to clear information. Under the Financial Markets Conduct Act, CoFI, and the Fair Insurance Code, your insurer must provide accurate, plain-language information about your policy - what it covers, what it excludes, what it costs, and how to make a claim.

You only need to answer honestly. Under the Contracts of Insurance Act 2024, your duty is to take reasonable care not to make a misrepresentation when answering your insurer's questions. You do not need to volunteer information the insurer has not asked about.

You can challenge unfair terms. If your policy contains terms that are significantly unfair or not reasonably necessary, the Contracts of Insurance Act gives you grounds to challenge them.

You have a free complaints pathway. If something goes wrong, you can complain to your insurer first, and if that does not resolve things, escalate to the IFSO at no cost. The IFSO can make binding decisions on insurers up to $400,000.

You can report misconduct. If you believe an insurer is behaving unlawfully or unfairly, you can report your concerns to the FMA or to Consumer Protection.

Understanding these protections does not guarantee a smooth experience with every insurer. But it does mean you are better equipped to hold your insurer to account if things go wrong. For more on your rights as a policyholder, see our guide to your rights as a car insurance policyholder in NZ.

Tip
Keep a record of all communications with your insurer - emails, letters, phone call dates and summaries. If you ever need to make a complaint to the IFSO, having a clear paper trail makes the process much smoother.

Key Takeaways

  • Insurance in New Zealand is regulated by multiple bodies - the FMA (conduct), the RBNZ (financial soundness), the ICNZ (industry standards), and the IFSO (dispute resolution) - each covering a different layer of protection
  • The Conduct of Financial Institutions (CoFI) regime, which came into effect in 2025, requires insurers to actively demonstrate that they treat customers fairly - a significant step forward for consumer protection
  • Under the Contracts of Insurance Act 2024, you no longer have to guess what to disclose - the insurer must ask the right questions, and your duty is simply to answer them honestly
  • The Fair Insurance Code sets practical standards for claims handling, complaints, and communication that ICNZ member insurers must meet - and the IFSO considers these standards when resolving disputes
  • The IFSO provides a free dispute resolution service for insurance complaints, with the power to make decisions binding on insurers up to $400,000
  • All insurers operating in New Zealand must be licensed by the RBNZ (for financial soundness) and registered on the Financial Service Providers Register - it is worth checking these before buying a policy

Frequently Asked Questions

There is no single main regulator. The Financial Markets Authority (FMA) regulates conduct (how insurers treat customers), while the Reserve Bank of New Zealand (RBNZ) handles prudential supervision (whether insurers are financially sound). Together, they cover the two most critical aspects of insurance regulation.
The Conduct of Financial Institutions (CoFI) regime is a licensing framework overseen by the FMA that requires insurers, banks, and non-bank deposit takers to treat their customers fairly. It came into effect in 2025 and represents a significant shift - insurers must now proactively demonstrate fair conduct across product design, sales, claims handling, and complaints.
The biggest change is the shift from a broad duty of disclosure to a duty to take reasonable care not to make a misrepresentation. Under the old law, you had to volunteer any information that might be relevant. Under the new Act, the insurer must ask specific questions and your duty is to answer them honestly. The Act also introduced rules around unfair contract terms and modernised provisions on cancellation and third-party claims. You can read the full Act on legislation.govt.nz.
You can check the RBNZ licensed insurers register to confirm your insurer is licensed for prudential purposes, and the Financial Service Providers Register to check their registration. If an insurer does not appear on these registers, they should not be selling insurance in New Zealand.
The Insurance & Financial Services Ombudsman (IFSO) is New Zealand's approved dispute resolution scheme for insurance complaints. It is completely free for consumers - the cost is covered by the financial services industry. The IFSO can make binding decisions on insurers for claims up to $400,000. For more detail, see our guide to the IFSO.
No. The Fair Insurance Code applies to insurers that are members of the Insurance Council of New Zealand (ICNZ). Most major general insurers are members, but some are not. Non-member insurers are still bound by NZ law and FMA regulation. For a full breakdown, see our guide to the Fair Insurance Code.
Start with your insurer's internal complaints process - they are required to have one. If that does not resolve the issue, escalate to the IFSO (phone 0800 888 202 or via their website). For serious misconduct, you can also report concerns to the FMA or Consumer Protection. See our guide to complaining about your insurer for the full process.
The RBNZ monitors the financial health of all licensed insurers and can intervene early if an insurer is in trouble. In extreme cases, the RBNZ can place an insurer into statutory management to protect policyholders. New Zealand does not currently have a policyholder compensation scheme (like some other countries), which makes RBNZ prudential supervision all the more important.
Disclaimer: This guide is for informational purposes only and does not constitute legal, financial, or insurance advice. Legislation, regulatory frameworks, and the organisations referenced may change over time. Always check the latest information directly with the FMA, RBNZ, ICNZ, IFSO, or a qualified professional. Compare.org.nz provides estimates based on publicly available data - visit individual insurers for actual quotes. Information is current as at the date of publication.

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